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Douglas Lloyd Skifton

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Type: SEC and FINRA Registered

Douglas Skifton is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 4,900 registered representatives nationwide. Douglas has held an industry securities registration for 32 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Transamerica Financial Advisors, Inc. 3 years, 11 months Jan 2012 - Present
Fitzgibbons & Associates 6 years, 4 months Aug 2009 - Present
Investment Advisor International 5 years, 6 months Jul 2006 - Jan 2012
Allianz Life Sales 3 years, 4 months May 2003 - Sep 2006
Intersecurities, Inc. 4 years Aug 2002 - Aug 2006
World Financial Group, Inc. 13 years, 8 months Apr 2002 - Present
World Group Securities, Inc. 9 years, 9 months Apr 2002 - Jan 2012
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 12/06/1999
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 04/14/1986
Uniform Securities Agent State Law ExaminationSeries 63 03/19/1983
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 03/19/1983

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Douglas Lloyd Skifton has not answered any questions on Financial Q&A.

Top Articles

Douglas Lloyd Skifton has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions