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Douglas Lloyd Skifton

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Information

Firm:
Type: Dual Registration
Description

Douglas Skifton is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 5,100 registered representatives nationwide. Douglas has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Transamerica Financial Advisors, Inc. 2 years, 9 months Jan 2012 - Present
Fitzgibbons & Associates 5 years, 2 months Aug 2009 - Present
Investment Advisor International 5 years, 6 months Jul 2006 - Jan 2012
Allianz Life Sales 3 years, 4 months May 2003 - Sep 2006
Intersecurities, Inc. 4 years Aug 2002 - Aug 2006
Icon Mortgage 2 years, 7 months Jun 2002 - Jan 2005
World Financial Group, Inc. 12 years, 6 months Apr 2002 - Present
World Group Securities, Inc. 9 years, 9 months Apr 2002 - Jan 2012
Occidental Life Ins 3 years, 1 month Dec 2001 - Jan 2005
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 12/06/1999
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 04/14/1986
Uniform Securities Agent State Law ExaminationSeries 63 03/19/1983
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 03/19/1983

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Douglas Lloyd Skifton has not answered any questions on Financial Q&A.

Top Guides

Douglas Lloyd Skifton has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
08/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions