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Michelle Lee Sears

Other Names: Michelle Lee Deemer
Firm:
Investment Professionals, Inc.
Type: Dual Registration
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Description

Michelle Sears a financial professional at Investment Professionals, Inc., a broker-dealer with 339 registered representatives nationwide. Michelle has held an industry securities registration for 3 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Michelle Lee Sears has not answered any questions on Financial Q&A.

Top Guides

Michelle Lee Sears has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Investment Professionals, Inc. 5 years May 2008 - Present
S&T Bank 5 years, 6 months Nov 2007 - Present
First Commonwealth Bank 2 years Nov 2005 - Nov 2007
Multi-Fund of Columbus, Inc. 1 year, 7 months Apr 2004 - Nov 2005
First National Bank 3 years, 7 months May 2000 - Dec 2003
University of Pittsburgh 4 years, 4 months Aug 1999 - Dec 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 01/20/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
01/20/2011
10/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 10/06/2008
General Securities Representative Examination Series 7 06/23/2008

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees