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Delphina Byrd

Firm:
Esi Financial Advisors
Type: Dual Registration
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Description

Delphina Byrd a financial professional at Esi Financial Advisors, a broker-dealer with 500 registered representatives nationwide. Delphina has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Delphina Byrd has not answered any questions on Financial Q&A.

Top Guides

Delphina Byrd has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Equity Services Inc 9 years, 1 month Apr 2004 - Present
American Airlines 11 years, 7 months Aug 1992 - Mar 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/03/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
12/03/2010
03/25/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 05/15/2004
Uniform Securities Agent State Law Examination Series 63 04/23/2004
Investment Company Products/Variable Contracts Representative Examination Series 6 04/19/2004

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions