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Wesley K. Brown

Other Names: Wesley Brown
Firm: No Current Employment Listed
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Description

This advisor is no longer actively registered and has no available registration history.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Wesley K. Brown has not answered any questions on Financial Q&A.

Top Guides

Wesley K. Brown has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
The O.N. Equity Sales Company 6 years, 8 months Oct 2006 - Present
Wesley K. Brown 7 years, 3 months Mar 2006 - Present
Ohio National Financial Services 7 years, 4 months Feb 2006 - Present
First Financial Group 1 year, 10 months May 2004 - Mar 2006
Florida A&M University 2 years, 9 months Aug 2001 - May 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/05/2008, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
12/05/2008
06/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 11/02/2007
Uniform Investment Adviser Law Examination Series 65 12/15/2006
Investment Company Products/Variable Contracts Representative Examination Series 6 11/13/2006

Firm Compensation Arrangements

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No compensation arrangements listed.