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Darren E Miller

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Information

Other Names: Darren Edward Miller
Firm:
Type: Dual Registration
Description

Darren Miller is a financial professional at PNC Investments, a broker-dealer with over 2,550 registered representatives nationwide. Darren has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
PNC Investments 5 years, 5 months Apr 2009 - Present
Pnc Bank 5 years, 5 months Apr 2009 - Present
Merrill Lynch 1 year, 1 month Jan 2008 - Feb 2009
Monterey Bay Fish Grotto 3 months Nov 2006 - Feb 2007
Federated Investors Inc 2 years, 8 months Aug 2006 - Apr 2009
Federated Securities Corp. 2 years, 8 months Aug 2006 - Apr 2009
Federated Investors 1 year, 5 months Aug 2006 - Jan 2008
Hollister Company 8 months Mar 2006 - Nov 2006
Hollister Company 5 months Mar 2006 - Aug 2006
Hollister Clothing 5 months Oct 2005 - Mar 2006
Carol Harris 1 month Sep 2005 - Oct 2005
Boyce Wave Pool < 1 month Sep 2005 - Sep 2005
Murrysville Swim Club 1 month Aug 2005 - Sep 2005
Boyce Wave Pool 3 months Jun 2005 - Sep 2005
Murrysville Swim Club 3 months Jun 2005 - Sep 2005
Wpxi Channel 11 2 months Jun 2005 - Aug 2005
Penn State 7 months Oct 2004 - May 2005
Boyce Wave Pool 4 months May 2004 - Sep 2004
Penn State University 3 years, 9 months Sep 2001 - Jun 2005
Penn State University 3 years, 10 months Aug 2001 - Jun 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 06/20/2008
General Securities Representative ExaminationSeries 7 04/02/2008
Uniform Securities Agent State Law ExaminationSeries 63 02/27/2007
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/10/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Darren E Miller has not answered any questions on Financial Q&A.

Top Guides

Darren E Miller has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
04/27/2012
02/05/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets