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Glenn Harold Guthrie

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Information

Other Names: Glenn H Guthrie
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Raymond James Financial Services Advisors, Inc ended in June 12, 2015.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Lg Properties LLC 4 years, 5 months Apr 2011 - Present
Birmingham Investment Group 5 years, 10 months Nov 2009 - Present
Raymond James Financial Services Advisors, Inc 6 years, 8 months Jan 2009 - Present
Guthrie Whatley Financial Group 7 years, 8 months Jan 2008 - Present
Raymond James Financial Services, Inc. 7 years, 8 months Jan 2008 - Present
Barkley Enterprises 7 years, 8 months Jan 2008 - Present
Wachovia Securities LLC 4 years, 6 months Jul 2003 - Jan 2008
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 08/19/1986
General Securities Representative ExaminationSeries 7 07/19/1986

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Glenn Harold Guthrie has not answered any questions on Financial Q&A.

Top Articles

Glenn Harold Guthrie has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

1 Customer Dispute

1 Customer Dispute Pending

As of Date
06/12/2015
06/14/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.