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Other Names: Glenn H Guthrie
Additional Firm:
Type: Dual Registration

Glenn Guthrie is a financial professional at Raymond James Financial Services Advisors, Inc, a $43B RIA based in St Petersburg, FL. Glenn is also registered with Raymond James Financial Services, Inc., a broker-dealer with over 4,950 registered representatives nationwide. Glenn has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

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Top Guides

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Firm Client Types

High Net Worth Individuals
Business Development Companies
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Lg Properties LLC 3 years Apr 2011 - Present
Birmingham Investment Group 4 years, 5 months Nov 2009 - Present
Raymond James Financial Services Advisors, Inc 5 years, 3 months Jan 2009 - Present
Guthrie Whatley Financial Group, LLC 6 years, 3 months Jan 2008 - Present
Raymond James Financial Services, Inc. 6 years, 3 months Jan 2008 - Present
Wachovia Securities,LLC 4 years, 6 months Jul 2003 - Jan 2008
Prudential Securities Inc. 2 years, 1 month Jun 2001 - Jul 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/15/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 08/19/1986
General Securities Representative Examination Series 7 07/19/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions