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Sterling L Sessions

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Other Names: Sterling L. Sessions
Uci Wealth Advisors LLC
Chief Investment Officer
Type: RIA

Sterling Sessions has an ownership stake of Uci Wealth Advisors LLC, a $31M RIA based in Meridian, ID. Sterling has held an industry securities registration for 9 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Uci Wealth Advisors, LLC 3 years, 1 month Nov 2011 - Present
Tdameritrade Inc 2 years, 8 months Apr 2009 - Dec 2011
Fidelity Brokerage Services 4 years, 6 months Aug 2004 - Feb 2009
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 06/26/2007
Uniform Securities Agent State Law ExaminationSeries 63 11/30/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Sterling L Sessions has not answered any questions on Financial Q&A.

Top Guides

Sterling L Sessions has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees