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Sterling L Sessions

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Information

Other Names: Sterling L. Sessions
Firm:
Uci Wealth Advisors LLC
Chief Investment Officer
Type: RIA
Description

Sterling Sessions has an ownership stake of Uci Wealth Advisors LLC, a $31M RIA based in Meridian, ID. Sterling has held an industry securities registration for 9 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Uci Wealth Advisors, LLC 2 years, 9 months Nov 2011 - Present
Td Ameritrade Inc 5 years, 4 months Apr 2009 - Present
Fidelity Brokerage Services 4 years, 6 months Aug 2004 - Feb 2009
Sky West Airlines 8 months Dec 2003 - Aug 2004
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 06/26/2007
Uniform Securities Agent State Law ExaminationSeries 63 11/30/2004
General Securities Representative ExaminationSeries 7 10/18/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Sterling L Sessions has not answered any questions on Financial Q&A.

Top Guides

Sterling L Sessions has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
03/26/2012
10/04/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees