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Information

Other Names: Sterling L. Sessions
Firm:
Uci Wealth Advisors LLC
Chief Investment Officer
Type: RIA
Description

Sterling Sessions has an ownership stake of Uci Wealth Advisors LLC, a $31M RIA based in Meridian, ID. Sterling has held an industry securities registration for 8 years and is subject to SEC oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Sterling L Sessions has not answered any questions on Financial Q&A.

Top Guides

Sterling L Sessions has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Uci Wealth Advisors LLC 2 years, 5 months Nov 2011 - Present
Td Ameritrade Inc 5 years Apr 2009 - Present
Fidelity Brokerage Services 4 years, 6 months Aug 2004 - Feb 2009
Sky West Airlines 8 months Dec 2003 - Aug 2004
Timp Lighting Control 1 year, 1 month Nov 2002 - Dec 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/26/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
03/26/2012
10/04/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 06/26/2007
Uniform Securities Agent State Law Examination Series 63 11/30/2004
General Securities Representative Examination Series 7 10/18/2004

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees