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Mary E Megginson

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Information

Other Names: Mary E Megginsonjohnson, Mary E. Megginson Johnson, Mary Elizabeth Megginson
Firm:
Type: Dual Registration
Description

Mary Megginson is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 32,400 registered representatives nationwide. Mary has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Merrill Lynch 24 years, 2 months Aug 1990 - Present
Merrill Lynch Pierce Fenner Smith 24 years, 2 months Aug 1990 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 06/16/2011
General Securities Representative ExaminationSeries 7 11/12/2007
Uniform Securities Agent State Law ExaminationSeries 63 02/25/1994

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mary E Megginson has not answered any questions on Financial Q&A.

Top Guides

Mary E Megginson has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
12/03/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions