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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Keith Nast is a financial professional at Independent Advisers Group Corp, a $165M RIA based in Boston, MA. Keith is also registered with Lincoln Financial Securities Corporation, a broker-dealer with over 1,100 registered representatives nationwide. Keith has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Keith D Nast has not answered any questions on Financial Q&A.

Top Guides

Keith D Nast has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Lincoln Financial Securities Corporation 5 years, 9 months Jul 2008 - Present
Independent Advisors Group Corp. 9 years, 7 months Sep 2004 - Present
Jefferson Pilot Securities Corporation 4 years, 10 months Sep 2003 - Jul 2008
1717 Capital Management Company 1 year, 5 months Apr 2002 - Sep 2003
Provident Mutual Life Insurance Company 1 year, 5 months Apr 2002 - Sep 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/06/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

2 Customer Disputes

1 Customer Dispute Pending

As of Date
05/06/2013
06/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 12/14/2010
General Securities Representative Examination Series 7 08/19/2002

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees