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Keith D Nast

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Keith Nast is a financial professional at Independent Advisers Group Corp, a $165M RIA based in Boston, MA. Keith is also registered with Lincoln Financial Securities Corporation, a broker-dealer with over 1,100 registered representatives nationwide. Keith has held an industry securities registration for 12 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Lincoln Financial Securities Corporation 6 years, 2 months Jul 2008 - Present
Independent Advisors Group Corp. 10 years Sep 2004 - Present
Jefferson Pilot Securities Corporation 4 years, 10 months Sep 2003 - Jul 2008
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/14/2010
General Securities Representative ExaminationSeries 7 08/19/2002

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Keith D Nast has not answered any questions on Financial Q&A.

Top Guides

Keith D Nast has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

2 Customer Disputes

1 Customer Dispute Pending

As of Date
09/10/2014
06/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees