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Additional Firm:
Type: Dual Registration

Larry Weddle is a financial professional at Sterne Agee Investment Advisors, Inc., a $2B RIA based in Birmingham, AL. Larry is also registered with Sterne, Agee & Leach, Inc., a broker-dealer with 749 registered representatives nationwide. Larry has held an industry securities registration for 30 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

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Top Guides

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*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Sterne Agee & Leach 4 years, 11 months May 2009 - Present
Citigroup Global Markets Inc. 15 years, 10 months Jul 1993 - May 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/17/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

2 Customer Disputes

2 Customer Disputes

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 08/31/1992
Municipal Securities Principal Examination Series 53 04/10/1989
General Securities Principal Examination Series 24 07/27/1988
Registered Options Principal Examination Series 4 06/28/1985
NYSE Branch Manager Examination Series 12 10/18/1983
National Commodity Futures Examination Series 3 10/03/1983
Uniform Securities Agent State Law Examination Series 63 09/07/1983
General Securities Representative Examination Series 7 08/20/1983

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Commissions