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Larry Steve Weddle

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Information

Firm:
Type: SEC and FINRA Registered
Description

Larry Weddle is a financial professional at Stifel, Nicolaus & Company, Incorporated, a broker-dealer with over 4,300 registered representatives nationwide. Larry has held an industry securities registration for 31 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Stifel, Nicolaus & Company, Incorporated 1 month Jul 2015 - Present
Sterne Agee & Leach 6 years, 3 months May 2009 - Present
Citigroup Global Markets Inc. 15 years, 10 months Jul 1993 - May 2009
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/31/1992
Municipal Securities Principal ExaminationSeries 53 04/10/1989
General Securities Principal ExaminationSeries 24 07/27/1988
Registered Options Principal ExaminationSeries 4 06/28/1985
NYSE Branch Manager ExaminationSeries 12 10/18/1983
National Commodity Futures ExaminationSeries 3 10/03/1983
Uniform Securities Agent State Law ExaminationSeries 63 09/07/1983
General Securities Representative ExaminationSeries 7 08/20/1983

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Larry Steve Weddle has not answered any questions on Financial Q&A.

Top Guides

Larry Steve Weddle has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

2 Customer Disputes

2 Customer Disputes

As of Date
07/09/2015
07/11/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions