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Larry Steve Weddle

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Larry Weddle is a financial professional at Sterne Agee Investment Advisors, Inc., a $2B RIA based in Birmingham, AL. Larry is also registered with Sterne, Agee & Leach, Inc., a broker-dealer with 737 registered representatives nationwide. Larry has held an industry securities registration for 30 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Sterne Agee & Leach 5 years, 3 months May 2009 - Present
Citigroup Global Markets Inc. 15 years, 10 months Jul 1993 - May 2009
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/31/1992
Municipal Securities Principal ExaminationSeries 53 04/10/1989
General Securities Principal ExaminationSeries 24 07/27/1988
Registered Options Principal ExaminationSeries 4 06/28/1985
NYSE Branch Manager ExaminationSeries 12 10/18/1983
National Commodity Futures ExaminationSeries 3 10/03/1983
Uniform Securities Agent State Law ExaminationSeries 63 09/07/1983
General Securities Representative ExaminationSeries 7 08/20/1983

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Larry Steve Weddle has not answered any questions on Financial Q&A.

Top Guides

Larry Steve Weddle has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

2 Customer Disputes

2 Customer Disputes

As of Date
04/17/2013
08/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Commissions