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Information

Other Names: Amy Marie Candray
Firm:
Type: Dual Registration
Description

Amy Hedrick is a financial professional at Kms Financial Services, Inc, a broker-dealer with 456 registered representatives nationwide. Amy has held an industry securities registration for 37 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Amy Marie Hedrick has not answered any questions on Financial Q&A.

Top Guides

Amy Marie Hedrick has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Kms Financial Services, Inc 2 years, 10 months Jun 2011 - Present
Pacific West Financial Consultants, Inc. 8 years, 5 months Jan 2003 - Jun 2011
Pacific West Securities, Inc. 13 years, 5 months Jan 1998 - Jun 2011
Northwest Capital 25 years, 10 months Jul 1988 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/11/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
07/11/2013
08/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 12/20/1988
Uniform Securities Agent State Law Examination Series 63 07/16/1982
General Securities Representative Examination Series 7 06/19/1982

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SOLICITATION OR REFERRAL FEES