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Billie Jo Davey-Salter

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Information

Other Names: Billie Jo Davey Salter, Billie Jo Salter
Firm:
Type: Dual Registration
Description

Billie Davey-Salter is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 31,800 registered representatives nationwide. Billie has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Bank of America,Na 6 months, 3 weeks Mar 2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 7 months, 2 weeks Feb 2014 - Present
Morgan Stanley Smith Barney 4 years, 8 months Jun 2009 - Feb 2014
Morgan Stanley & Co., Incorporated 6 years, 1 month Jan 2008 - Feb 2014
Thomson Reuters 2 years, 1 month Dec 2005 - Jan 2008
Puff & Cockerill LLC 4 years, 6 months Jun 2001 - Dec 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/31/2009
General Securities Representative ExaminationSeries 7 04/28/2009

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Billie Jo Davey-Salter has not answered any questions on Financial Q&A.

Top Guides

Billie Jo Davey-Salter has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
08/17/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions