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James Allen Welck

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Information

Other Names: Sonny Welck
Firm:
Type: Dual Registration
Description

James Welck is a financial professional at Compass Advisory Partners LLC, an $90M RIA based in Cookeville, TN. James has held an industry securities registration for 35 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Compass Advisory Partners LLC 7 years, 4 months Aug 2007 - Present
Compass Advisory Group, LLC 2 years, 3 months May 2005 - Aug 2007
FSC Securities Corporation 11 years, 5 months Jul 2003 - Present
Self Employed Insurance Agent 40 years, 3 months Sep 1974 - Present
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 06/23/1994

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

James Allen Welck has not answered any questions on Financial Q&A.

Top Guides

James Allen Welck has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
08/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges