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Information

Other Names: James Allen Welck Jr, Sonny Welck
Firm:
Additional Firm:
Type: Dual Registration
Description

James Welck is a financial professional at Compass Advisory Partners LLC, an $90M RIA based in Cookeville, TN. James is also registered with FSC Securities Corporation, a broker-dealer with over 1,450 registered representatives nationwide. James has held an industry securities registration for 33 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

James Allen Welck has not answered any questions on Financial Q&A.

Top Guides

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Firm Client Types

Individuals
High Net Worth Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Compass Advisory Partners LLC 6 years, 8 months Aug 2007 - Present
Compass Advisory Group, LLC 2 years, 3 months May 2005 - Aug 2007
FSC Securities Corporation 10 years, 9 months Jul 2003 - Present
FSC Securities Corporation 4 years, 2 months May 1999 - Jul 2003
Self Employed Insurance Agent 39 years, 7 months Sep 1974 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/13/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
05/13/2013
08/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 06/23/1994
General Securities Representative Examination Series 7 03/16/1994
Registered Representative Examination Series 1 04/22/1975

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges