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James Allen Welck

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Other Names: James Allen Welck Jr, Sonny Welck
Additional Firm:
Type: SEC and FINRA Registered

James Welck is a financial professional at FSC Securities Corporation, a broker-dealer with over 1,450 registered representatives nationwide. James is also registered with Compass Advisory Partners LLC, a $101M RIA based in Cookeville, TN. James has held an industry securities registration for 35 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Compass Advisory Partners, LLC 8 years, 2 months Aug 2007 - Present
Compass Advisory Group, LLC 2 years, 3 months May 2005 - Aug 2007
FSC Securities Corporation 12 years, 3 months Jul 2003 - Present
Self-Employed Insurance Agent 41 years, 1 month Sep 1974 - Present
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 06/23/1994
General Securities Representative ExaminationSeries 7 03/16/1994
Registered Representative ExaminationSeries 1 04/22/1975

Answers and Articles

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Top Answers

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Top Articles

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*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges