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Charles Macdonald Kerr

Other Names: Charles Kerr, Charles Macdonald (Iv) Kerr, Charles Macdonald Kerr IV
Firm:
LPL Financial LLC
Type: Dual Registration
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Description

Charles Kerr is a financial professional at LPL Financial LLC, a broker-dealer with over 15,900 registered representatives nationwide. Charles has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Charles Macdonald Kerr has not answered any questions on Financial Q&A.

Top Guides

Charles Macdonald Kerr has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
LPL Financial LLC 1 year, 11 months Jul 2011 - Present
Allstate Financial Advisors, LLC 2 years, 3 months Apr 2009 - Jul 2011
Allstate Insurance Company 2 years, 6 months Jan 2009 - Jul 2011
Royal Alliance Associates Inc 3 months Oct 2008 - Jan 2009
Succession Capital Alliance 1 year, 5 months Aug 2007 - Jan 2009
Fidelity Investment Life Insurance 3 years, 4 months Oct 2003 - Feb 2007
New Mexico Brokerage Professionals 3 months Jul 2003 - Oct 2003
John Hancock Insurance Co 1 year, 7 months Aug 2001 - Mar 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/26/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
04/26/2012
06/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 09/10/2010
General Securities Principal Examination Series 24 09/24/2002
General Securities Representative Examination Series 7 09/11/2000
Investment Company Products/Variable Contracts Representative Examination Series 6 01/23/1996
Uniform Securities Agent State Law Examination Series 63 01/22/1996

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions