Home  >  BrightScope Advisor Pages  >  Lindsey Anne Ostby


Other Names: Lindsey Knapp Spafford
Type: Registered Representative

Lindsey Ostby is a financial professional at Vanguard Marketing Corporation, a broker-dealer with over 5,650 registered representatives nationwide. Lindsey has held an industry securities registration for 2 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lindsey Anne Ostby has not answered any questions on Financial Q&A.

Top Guides

Lindsey Anne Ostby has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Vanguard Group Inc 2 years, 1 month Mar 2012 - Present
Edward Jones 2 years, 5 months Oct 2009 - Mar 2012
Wachovia Corporate Mortgage 1 year, 7 months Mar 2008 - Oct 2009
Antonios Pizza and Pasta 4 months Oct 2007 - Feb 2008
Looking for Employment 4 months Jun 2007 - Oct 2007
Quantum Securities 1 year, 5 months Dec 2005 - May 2007
Coldwell Banker Hickok & Boardman Realty 4 months May 2005 - Sep 2005
Alice In Hulaland 1 month, 4 weeks Jan 2005 - Mar 2005
North Wollongong Hotel 3 months Jun 2004 - Sep 2004
Will Rogers Coffee & Bagel Bar 4 months Jan 2004 - May 2004
Study Abroad 5 months Feb 2003 - Jul 2003
Gap Factory Store 3 months Sep 2002 - Dec 2002
Coldwell Banker Hickok& Boardman Realty 3 months Jun 2002 - Sep 2002
Wendys Closet 5 years Jun 1999 - Jun 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/09/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 12/11/2009
General Securities Representative Examination Series 7 11/30/2009

Firm Compensation Arrangements

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No compensation arrangements listed.