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Lindsey Anne Prokay

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Information

Other Names: Lindsey Anne Ostby, Lindsey Knapp Spafford
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Vanguard Marketing Corporation ended in May 1, 2015.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Christ The King Church 1 month, 4 weeks Feb 2013 - Apr 2013
The Vanguard Group, Inc. 3 years, 2 months Mar 2012 - Present
Edward Jones 2 years, 5 months Oct 2009 - Mar 2012
Wachovia Corporate Mortgage 1 year, 7 months Mar 2008 - Oct 2009
Antonios Pizza and Pasta 4 months Oct 2007 - Feb 2008
Looking for Employment 4 months Jun 2007 - Oct 2007
Quantum Securities 1 year, 5 months Dec 2005 - May 2007
Coldwell Banker Hickok & Boardman Realty 4 months May 2005 - Sep 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/11/2009
General Securities Representative ExaminationSeries 7 11/30/2009

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lindsey Anne Prokay has not answered any questions on Financial Q&A.

Top Guides

Lindsey Anne Prokay has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
05/18/2015
05/22/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.