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Gretchen Smith Bolton

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Other Names: Gretchen Bolton, Gretchen Brainerd, Gretchen Smith
Type: SEC and FINRA Registered

Gretchen Bolton is a financial professional at AXA Advisors, LLC, a broker-dealer with over 5,300 registered representatives nationwide. Gretchen has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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AXA Advisors, LLC 15 years, 7 months Sep 1999 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/03/1999
Uniform Securities Agent State Law ExaminationSeries 63 11/18/1993

Answers and Guides

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Top Answers

Gretchen Smith Bolton has not answered any questions on Financial Q&A.

Top Guides

Gretchen Smith Bolton has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees