Home  >  BrightScope Advisor Pages  >  Gretchen Smith Bolton

Information

Other Names: Gretchen Bolton, Gretchen Brainerd, Gretchen Smith
Firm:
Type: Dual Registration
Description

Gretchen Bolton is a financial professional at AXA Advisors, LLC, a broker-dealer with over 5,600 registered representatives nationwide. Gretchen has held an industry securities registration for 19 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gretchen Smith Bolton has not answered any questions on Financial Q&A.

Top Guides

Gretchen Smith Bolton has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
AXA Advisors, LLC 14 years, 7 months Sep 1999 - Present
The Equitable Life Assurance Society of The United States 10 years, 11 months Oct 1993 - Sep 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/24/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/24/2012
12/21/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 07/26/1999
Uniform Investment Adviser Law Examination Series 65 05/03/1999
Uniform Securities Agent State Law Examination Series 63 11/18/1993
Investment Company Products/Variable Contracts Representative Examination Series 6 11/18/1993

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees