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Gary Lee Porter

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Information

Firm:
Type: SEC and FINRA Registered
Description

Gary Porter is a financial professional at Commonwealth Financial Network, a broker-dealer with over 2,800 registered representatives nationwide. Gary has held an industry securities registration for 26 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Commonwealth Financial Network 13 years, 9 months Dec 2001 - Present
Exams
ExamSeriesPassed Date
Corporate Securities Limited Representative ExaminationSeries 62 12/28/2000
Uniform Securities Agent State Law ExaminationSeries 63 01/12/1989
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/05/1989

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Gary Lee Porter has not answered any questions on Financial Q&A.

Top Articles

Gary Lee Porter has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses
State or Municipal Government Entities
Business Development Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/03/2015
06/04/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions