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Raymond Richard Lussier

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Information

Firm:
Type: Dual Registration
Description

Raymond Lussier is a financial professional at USA Financial Securities Corporation, a broker-dealer with 123 registered representatives nationwide. Raymond has held an industry securities registration for 28 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
USA Financial Securities Corporation 5 years, 1 month Sep 2009 - Present
First Financial Advisors, LLC 1 year, 8 months Jan 2008 - Sep 2009
Workman Securities Corporation 2 years, 1 month Nov 2005 - Dec 2007
Advisory Group Equity Services 5 years Nov 2000 - Nov 2005
Financial Advisors Network 20 years, 3 months Jul 1994 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/08/2004
General Securities Representative ExaminationSeries 7 12/23/2003
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 10/02/2000
Direct Participation Programs Representative ExaminationSeries 22 10/15/1985
Uniform Securities Agent State Law ExaminationSeries 63 08/02/1985
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/19/1985

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Raymond Richard Lussier has not answered any questions on Financial Q&A.

Top Guides

Raymond Richard Lussier has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Customer Dispute

1 Termination

1 Regulatory Event

As of Date
09/07/2014
06/06/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions