Raymond Lussier is a financial professional at USA Financial Securities Corporation, a broker-dealer with 123 registered representatives nationwide. Raymond has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.
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|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|USA Financial Securities Corporation||4 years, 6 months||Sep 2009 - Present|
|First Financial Advisors, LLC||1 year, 8 months||Jan 2008 - Sep 2009|
|Workman Securities Corporation||2 years, 1 month||Nov 2005 - Dec 2007|
|Advisory Group Equity Services||5 years||Nov 2000 - Nov 2005|
|Financial Advisors Network, Inc.||19 years, 8 months||Jul 1994 - Present|
No Disclosures Found
1 Customer Dispute
1 Regulatory Event
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Investment Adviser Law Examination||Series 65||06/08/2004|
|General Securities Representative Examination||Series 7||12/23/2003|
|Investment Company Products/Variable Contracts Principal Examination||Series 26||10/02/2000|
|Direct Participation Programs Representative Examination||Series 22||10/15/1985|
|Uniform Securities Agent State Law Examination||Series 63||08/02/1985|
|Investment Company Products/Variable Contracts Representative Examination||Series 6||07/19/1985|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees