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Raymond Richard Lussier

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Type: SEC and FINRA Registered

Raymond Lussier is a financial professional at USA Financial Securities Corporation, a broker-dealer with 146 registered representatives nationwide. Raymond has held an industry securities registration for 29 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
USA Financial Securities Corporation 6 years, 1 month Sep 2009 - Present
First Financial Advisors, LLC 1 year, 8 months Jan 2008 - Sep 2009
Workman Securities Corporation 2 years, 1 month Nov 2005 - Dec 2007
Advisory Group Equity Services 5 years Nov 2000 - Nov 2005
Financial Advisors Network 21 years, 3 months Jul 1994 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/08/2004
General Securities Representative ExaminationSeries 7 12/23/2003
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 10/02/2000
Direct Participation Programs Representative ExaminationSeries 22 10/15/1985
Uniform Securities Agent State Law ExaminationSeries 63 08/02/1985
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/19/1985

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Raymond Richard Lussier has not answered any questions on Financial Q&A.

Top Articles

Raymond Richard Lussier has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Customer Dispute

1 Termination

1 Regulatory Event

1 Customer Dispute

1 Termination

1 Regulatory Event

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions