Home  >  BrightScope Advisor Pages  >  Aaron D Mazer

help text

Aaron D Mazer

Other Names: Aaron David Mazer, Aaron Mazer
Firm:
PNC Investments
Type: Dual Registration
Contact Advisor
Edit Profile

Description

Aaron Mazer a financial professional at PNC Investments, a broker-dealer with over 2,150 registered representatives nationwide. Aaron has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

help text

Answers and Guides

help text
0 Answers and 0 Financial Guides

Top Answers

Aaron D Mazer has not answered any questions on Financial Q&A.

Top Guides

Aaron D Mazer has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

help text
ownership pie chart
Individuals
High Net Worth Individuals
Corporations or Other Businesses
Charitable Organizations
Other Pooled Investment Vehicles
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

help text
Employer Years Dates
Pnc Bank 2 years, 8 months Sep 2010 - Present
PNC Investments 2 years, 8 months Sep 2010 - Present
Merrill Lynch 1 year, 6 months Mar 2009 - Sep 2010
Unemployment 4 weeks Feb 2009 - Mar 2009
Merrill Lynch 9 months May 2008 - Feb 2009
Merrill Lynch 2 years, 5 months Apr 2008 - Sep 2010
Unemployment 4 months Jan 2008 - May 2008
Susquehanna Financial Group, LLLP 3 years, 3 months Jun 2007 - Sep 2010
Susquehanna Capital Group 6 years, 7 months Feb 2004 - Sep 2010
Susquehanna International Group 4 years, 2 months Feb 2004 - Apr 2008
Susquehanna International Group 3 years, 11 months Feb 2004 - Jan 2008
Philadelphia Honda 3 months Nov 2003 - Feb 2004
Philadelphia Honda 11 months Sep 2002 - Aug 2003
Philadelphia Honda 1 year, 8 months Jun 2002 - Feb 2004
Mortons of Chicago 1 year, 3 months Jun 2001 - Sep 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/07/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Financial Disclosure

1 Financial Disclosure
As of Date
06/07/2011
06/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
Uniform Combined State Law Examination Series 66 06/19/2008
Uniform Securities Agent State Law Examination Series 63 02/21/2007
Limited Representative-Equity Trader Exam Series 55 05/27/2004
General Securities Representative Examination Series 7 04/29/2004

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets