Home  >  BrightScope Advisor Pages  >  Michael Keith Whitmore

help text

Michael Keith Whitmore

Firm: No Current Employment Listed
Contact Advisor
Edit Profile

Description

This advisor is no longer actively registered and has no available registration history.

BrightScope Advisor Metrics

help text

Answers and Guides

help text
0 Answers and 0 Financial Guides

Top Answers

Michael Keith Whitmore has not answered any questions on Financial Q&A.

Top Guides

Michael Keith Whitmore has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

help text

No client types listed.

Experience and Employment History

help text
Employer Years Dates
Massmutual Financial 17 years, 2 months Mar 1996 - Present
MML Investors Services, Inc. 17 years, 2 months Mar 1996 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/23/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
SEC
FINRA
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
03/23/2012
10/02/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
Investment Company Products/Variable Contracts Principal Examination Series 26 08/13/1999
Registered Representative Examination Series 1 03/22/1976

Firm Compensation Arrangements

help text

No compensation arrangements listed.