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Information

Other Names: Susanne Theresa Haugen
Firm:
Type: Dual Registration
Description

Susanne Zito is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 28,400 registered representatives nationwide. Susanne has held an industry securities registration for 26 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Susanne Theresa Zito has not answered any questions on Financial Q&A.

Top Guides

Susanne Theresa Zito has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
J.P. Morgan Securities LLC 1 year, 6 months Oct 2012 - Present
Chase Investment Services Corp. 3 years, 5 months May 2009 - Oct 2012
Wamu Investments, Inc. 5 years, 10 months Jun 2008 - Present
LPL Financial LLC 9 months Sep 2007 - Jun 2008
Schools Financial Credit Union 9 months Sep 2007 - Jun 2008
Xcu Capital Corporation 1 year, 11 months Oct 2005 - Sep 2007
Wells Fargo Investments, LLC 4 years, 3 months May 2001 - Aug 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/06/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Termination

1 Termination

As of Date
08/06/2013
09/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 03/09/1998
Uniform Securities Agent State Law Examination Series 63 05/25/1988
General Securities Representative Examination Series 7 10/19/1985

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees