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Susanne Theresa Zito

Other Names: Susanne Theresa Haugen
Firm:
Chase Investment Services Corp.
Type: Dual Registration
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Description

Susanne Zito a financial professional at Chase Investment Services Corp., a broker-dealer with over 13,100 registered representatives nationwide. Susanne has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Susanne Theresa Zito has not answered any questions on Financial Q&A.

Top Guides

Susanne Theresa Zito has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Chase Investment Services Corp. 4 years May 2009 - Present
Wamu Investments Inc. 4 years, 11 months Jun 2008 - Present
LPL Financial LLC 9 months Sep 2007 - Jun 2008
Schools Financial Credit Union 9 months Sep 2007 - Jun 2008
Xcu Capital Corporation 1 year, 11 months Oct 2005 - Sep 2007
Wells Fargo Investments, LLC 4 years, 3 months May 2001 - Aug 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/25/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Termination

1 Termination
As of Date
05/25/2012
06/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 03/09/1998
Uniform Securities Agent State Law Examination Series 63 05/25/1988
General Securities Representative Examination Series 7 10/19/1985

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets