|Other Names:||Susanne Theresa Haugen|
Susanne Zito is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 28,300 registered representatives nationwide. Susanne has held an industry securities registration for 26 years and is subject to SEC and FINRA oversight.
Top AnswersSusanne Theresa Zito has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Other Pooled Investment Vehicles|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|J.P. Morgan Securities LLC||1 year, 5 months||Oct 2012 - Present|
|Chase Investment Services Corp.||3 years, 5 months||May 2009 - Oct 2012|
|Wamu Investments, Inc.||5 years, 9 months||Jun 2008 - Present|
|LPL Financial LLC||9 months||Sep 2007 - Jun 2008|
|Schools Financial Credit Union||9 months||Sep 2007 - Jun 2008|
|Xcu Capital Corporation||1 year, 11 months||Oct 2005 - Sep 2007|
|Wells Fargo Investments, LLC||4 years, 3 months||May 2001 - Aug 2005|
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|Uniform Investment Adviser Law Examination||Series 65||03/09/1998|
|Uniform Securities Agent State Law Examination||Series 63||05/25/1988|
|General Securities Representative Examination||Series 7||10/19/1985|
Types of Compensation Arrangements
- Percentage of Assets
- Fixed Fees
- Performance-based Fees