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Susanne Theresa Zito

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Other Names: Susanne Theresa Haugen
Type: SEC and FINRA Registered

Susanne Zito is a financial professional at LPL Financial LLC, a broker-dealer with over 18,100 registered representatives nationwide. Susanne has held an industry securities registration for 28 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
LPL Financial LLC 1 month, 3 weeks Oct 2015 - Present
J.P. Morgan Securities LLC 3 years Oct 2012 - Oct 2015
Chase Investment Services Corp. 3 years, 5 months May 2009 - Oct 2012
Wamu Investments, Inc. 10 months Jul 2008 - May 2009
LPL Financial LLC 9 months Sep 2007 - Jun 2008
Schools Financial Credit Union 9 months Sep 2007 - Jun 2008
Xcu Capital Corporation 1 year, 11 months Oct 2005 - Sep 2007
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 03/09/1998
Uniform Securities Agent State Law ExaminationSeries 63 05/25/1988
General Securities Representative ExaminationSeries 7 10/19/1985

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Susanne Theresa Zito has not answered any questions on Financial Q&A.

Top Articles

Susanne Theresa Zito has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Termination

1 Termination

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions