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Nigel Pierre Redic

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Nigel Redic is a financial professional at Fidelity Brokerage Services LLC, a broker-dealer with over 12,200 registered representatives nationwide. Nigel is also registered with Strategic Advisers, Inc., a $389B RIA based in Boston, MA. Nigel has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Fidelity Brokerage Services LLC 14 years, 2 months Sep 2000 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 01/31/2005
Uniform Securities Agent State Law ExaminationSeries 63 11/27/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Nigel Pierre Redic has not answered any questions on Financial Q&A.

Top Guides

Nigel Pierre Redic has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Investment Companies
Other
Corporations or Other Businesses
State or Municipal Government Entities
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

2 Final Judgments

2 Criminal Disclosures

1 Financial Disclosure

2 Final Judgments

2 Criminal Disclosures

As of Date
09/10/2014
09/12/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees