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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Kevin King is a financial professional at The Ayco Company,L.P., a $23B RIA based in Saratoga Springs, NY. Kevin is also registered with Mercer Allied Company, L.P., a broker-dealer with 657 registered representatives nationwide. Kevin has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Kevin Alan King has not answered any questions on Financial Q&A.

Top Guides

Kevin Alan King has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
The Ayco Company, L.P./Mercer Allied 25 years, 10 months Jul 1988 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/17/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/17/2012
08/19/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 08/10/1992
Uniform Securities Agent State Law Examination Series 63 10/08/1990
General Securities Representative Examination Series 7 04/21/1990

Firm Compensation Arrangements

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No compensation arrangements listed.