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Kevin Alan King

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Type: SEC and FINRA Registered

Kevin King is a financial professional at Mercer Allied Company, L.P., a broker-dealer with 684 registered representatives nationwide. Kevin is also registered with The Ayco Company,L.P., a $23B RIA based in Saratoga Springs, NY. Kevin has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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The Ayco Company, L.P./Mercer Allied 26 years, 9 months Jul 1988 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/10/1992
Uniform Securities Agent State Law ExaminationSeries 63 10/08/1990
General Securities Representative ExaminationSeries 7 04/21/1990

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Licenses and Conduct

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As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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