Home  >  BrightScope Advisor Pages  >  Kevin Alan King

Kevin Alan King

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Kevin King is a financial professional at Mercer Allied Company, L.P., a broker-dealer with 530 registered representatives nationwide. Kevin is also registered with The Ayco Company,L.P., a $23B RIA based in Saratoga Springs, NY. Kevin has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
The Ayco Company, L.P./Mercer Allied 26 years, 4 months Jul 1988 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/10/1992
Uniform Securities Agent State Law ExaminationSeries 63 10/08/1990
General Securities Representative ExaminationSeries 7 04/21/1990

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Kevin Alan King has not answered any questions on Financial Q&A.

Top Guides

Kevin Alan King has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
08/19/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

No compensation arrangements listed.