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Mary Hellen Mizzell

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Information

Other Names: Mary Helen Camus
Firm:
Type: Dual Registration
Description

Mary Mizzell is a financial professional at UBS Financial Services Inc., a $272B RIA based in Weehawken, NJ. Mary has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
UBS Financial Services Inc. 4 years, 11 months Jan 2010 - Present
Ubs International Inc. 8 years, 10 months Feb 2006 - Present
Banc of America Investment Services, Inc. 3 years, 6 months Aug 2002 - Feb 2006
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 06/11/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mary Hellen Mizzell has not answered any questions on Financial Q&A.

Top Guides

Mary Hellen Mizzell has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
08/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SEE SCHEDULE D - MISCELLANEOUS