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Other Names: Mary Helen Camus
Type: Dual Registration

Mary Mizzell is a financial professional at UBS Financial Services Inc., a broker-dealer with over 12,600 registered representatives nationwide. Mary has held an industry securities registration for 18 years and is subject to SEC and FINRA oversight.

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Answers and Guides

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Top Answers

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Top Guides

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Firm Client Types

Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
UBS Financial Services Inc. 4 years, 3 months Jan 2010 - Present
Ubs International Inc. 8 years, 2 months Feb 2006 - Present
Banc of America Investment Services, Inc. 3 years, 6 months Aug 2002 - Feb 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/15/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 06/11/2004
General Securities Sales Supervisor - General Module Examination Series 10 04/13/2000
General Securities Sales Supervisor - Options Module Examination Series 9 04/13/2000
General Securities Representative Examination Series 7 08/30/1994

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions