Home  >  BrightScope Advisor Pages  >  James A Benko

Information

Firm:
Additional Firm:
Type: Registered Representative
Description

James Benko is a financial professional at Mutual of America Life Insurance Company, a broker-dealer with 453 registered representatives Washington, Montana, Nevada and North Dakota. James is also registered with Mutual of America Securities Corporation, a broker-dealer with 327 registered representatives nationwide. James has held an industry securities registration for 11 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

James A Benko has not answered any questions on Financial Q&A.

Top Guides

James A Benko has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Pension and Profit Sharing Plans

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Mutual of America Life Insurance Company 5 years, 3 months Jan 2009 - Present
Mutual of America Securities Corporation 5 years, 3 months Jan 2009 - Present
Mutual of America Securities Corporation 1 year, 11 months Jan 2007 - Dec 2008
Mutual of America Life Insurance Company 1 year, 11 months Jan 2007 - Dec 2008
Key Investment Services LLC 1 year, 1 month Dec 2005 - Jan 2007
McDonald Investments 1 year, 4 months Aug 2004 - Dec 2005
Banc One Securities 1 year, 1 month Jul 2003 - Aug 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/24/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
03/24/2009
09/24/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Futures Managed Funds Examination Series 31 11/21/2001
Uniform Combined State Law Examination Series 66 11/15/2001
General Securities Representative Examination Series 7 11/01/2001

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Other: REFER TO SCHEDULE D, MISCELLANEOUS