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Jack Christopher Carini

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Additional Firms:
Type: RIA

Jack Carini is a financial professional at Midamerica Financial Services, Inc., a broker-dealer with 134 registered representatives nationwide. Jack is also registered with Foresters Equity Services, Inc., a broker-dealer with 413 registered representatives nationwide and Monticello Investment Services, Inc., a $48M RIA based in Joplin, MO. Jack has held an industry securities registration for 21 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Midamerica Fiancial Services, Inc 2 years, 7 months Jan 2012 - Present
Questar Asset Management 2 years, 5 months Jun 2009 - Nov 2011
Questar Capital 2 years, 5 months Jun 2009 - Nov 2011
Equity Services, Inc. 4 years, 8 months Oct 2004 - Jun 2009
Park Avenue Securities, LLC 5 years, 4 months May 1999 - Sep 2004
Lane Co. Inc. 12 years, 2 months Jul 1992 - Sep 2004
Guardian Life Insurance Company 15 years, 5 months Apr 1989 - Sep 2004
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/01/2006
Uniform Securities Agent State Law ExaminationSeries 63 05/10/1995
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/22/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jack Christopher Carini has not answered any questions on Financial Q&A.

Top Guides

Jack Christopher Carini has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees