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Celeste Dostie Hamler

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Information

Other Names: Celeste Dostie Birchall, Celeste Elaine Dostie
Firm:
Type: Dual Registration
Description

Celeste Hamler is a financial professional at Morgan Stanley, a broker-dealer with over 24,900 registered representatives nationwide. Celeste has held an industry securities registration for 26 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Morgan Stanley Smith Barney 5 years, 4 months Jun 2009 - Present
Citigroup Global Markets Inc. 17 years, 9 months Jan 1997 - Present
Exams
ExamSeriesPassed Date
National Commodity Futures ExaminationSeries 3 05/15/2000
Uniform Investment Adviser Law ExaminationSeries 65 07/08/1999
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 09/29/1998
Municipal Securities Principal ExaminationSeries 53 06/06/1995
General Securities Principal ExaminationSeries 24 04/09/1992
Uniform Securities Agent State Law ExaminationSeries 63 11/06/1990
General Securities Representative ExaminationSeries 7 01/16/1988

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Celeste Dostie Hamler has not answered any questions on Financial Q&A.

Top Guides

Celeste Dostie Hamler has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/07/2014
08/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions
  • Other: SEE SCHEDULE D MISCELLANEOUS