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David Fredd Sterling

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Information

Firm:
Type: Registered Representative
Description

David Sterling is a financial professional at Valmark Securities, Inc., a broker-dealer with 400 registered representatives nationwide. David has held an industry securities registration for 14 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
J.W. Cole Financial, Inc. 1 year, 6 months Mar 2013 - Present
Capitas Financial/Pinnacle 5 years Sep 2009 - Present
The Leaders Group, Inc. 3 years, 6 months Sep 2009 - Mar 2013
Qa3 Financial Corp. 1 month Sep 2007 - Oct 2007
Sterling Capital 8 years, 4 months May 2006 - Present
Comerica Securities 1 year, 5 months Nov 2004 - Apr 2006
Capital Analysts Incorporated 4 months Apr 2004 - Aug 2004
Nbc Securities, Inc. 8 months Aug 2003 - Apr 2004
Wachovia Securities, LLC 1 month Jul 2003 - Aug 2003
Wachovia Securities,LLC 1 month Jul 2003 - Aug 2003
Prudential Securities Incorporated 4 years, 11 months Aug 1998 - Jul 2003
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/15/1996
Uniform Securities Agent State Law ExaminationSeries 63 06/26/1996
General Securities Representative ExaminationSeries 7 05/07/1996

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

David Fredd Sterling has not answered any questions on Financial Q&A.

Top Guides

David Fredd Sterling has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

1 Financial Disclosure

No Disclosures Found

As of Date
03/26/2013
04/23/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.