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Information

Other Names: Josh Martin Patrick
Firm:
DBA:

Stage 2 Planning Partners

Type: Dual Registration
Description

Josh Patrick is a financial professional at NFP Securities, Inc., a broker-dealer with over 1,750 registered representatives nationwide. Josh has held an industry securities registration for 18 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

Level 17 Level 17 Contributor 1 Answer and 10 Financial Guides

Top Answers

Answered Jan 10, 2012 near South Burlington, VT
8 votes
If you're serious about your freelance business you should either become an LLC or incorporate your business. The form of business that you choose should involve a discussion between your attorney and or your CPA. We've found that business owners that ...(more)

Top Guides

Financial Planning Does Not Have To Be Complicated

Published unknown
4 votes
I’m a big fan of budgeting, planning and strategizing about what’s important in our lives. Part of this process is financial planning. I recently read that a significant portion of financial planners either don’t charge ...(more)

3 Things You Should Know About Obama Care Tax Planning

Published unknown
3 votes
2013 is getting closer. When it arrives there were will be some new taxes that will come with it from The Patient Protection and Affordable Act of 2010, otherwise known as Obama Care. These tax ...(more)

6 Reasons Business Owners Don’t DO ESOPS

Published unknown
2 votes
Every business owner I talk with is always fascinated with ESOP’s. (Employee Stock Ownership Programs.) While these owners are fascinated with the concept of an ESOP almost none of them ever install one in their ...(more)
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*Answers and guides are provided without compensation.

Advisor Information

Articles/Publications

Stage 2 Planning Web Site

Click above to be taken to the Stage 2 Planning Partners website. You can learn about how we work with individuals, businesses and people in transition at this site. We encourage you to watch our welcome video to get a sense of the firm.

Josh Patrick Bio

Click above to see Josh Patrick's biography from his website.

Stage 2 Planning Partners Blog

We write a blog on various activities that are of interest to our clients, suppliers and others who are interested in wealth management topics.

Advisor Assets Under Management

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$47.0M
Total Assets
25
Clients
$1.9M
Estimated Average Account Balance Per Client
*An individual AUM and number of accounts has been entered by the advisor and has not been verified.

Advisor Client Types

High Net Worth Individuals
Corporations or Other Businesses
Pension and Profit Sharing Plans
Individuals

*The Client Types data displayed has been entered by the advisor and has not been verified.

Experience and Employment History

Employer Years Dates
Partners Securities, Inc. 15 years, 6 months Oct 1998 - Present
The Patrick Group 16 years, 5 months Nov 1997 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/25/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/25/2012
08/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 05/26/1998
Uniform Investment Adviser Law Examination Series 65 02/18/1998
Uniform Securities Agent State Law Examination Series 63 02/14/1996
Investment Company Products/Variable Contracts Representative Examination Series 6 02/14/1996

Advisor Compensation Arrangements

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Types of Compensation Arrangements