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Eli Peligal

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Information

Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with UBS Financial Services Inc. ended in June 1, 2015.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
UBS Financial Services Inc. 46 years, 3 months Jun 1969 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/27/1995
Uniform Securities Agent State Law ExaminationSeries 63 10/15/1980
AMEX Put and Call ExamPC 08/22/1977
Registered Representative ExaminationSeries 1 11/19/1969

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Eli Peligal has not answered any questions on Financial Q&A.

Top Guides

Eli Peligal has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

2 Customer Disputes

2 Customer Disputes

As of Date
06/01/2015
06/06/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.