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Eli Peligal

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Firm: No Current Employment Listed

This advisor is no longer actively registered. Their most recent registration with UBS Financial Services Inc. ended in June 1, 2015.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
UBS Financial Services Inc. 46 years, 4 months Jun 1969 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/27/1995
Uniform Securities Agent State Law ExaminationSeries 63 10/15/1980
AMEX Put and Call ExamPC 08/22/1977
Registered Representative ExaminationSeries 1 11/19/1969

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Eli Peligal has not answered any questions on Financial Q&A.

Top Articles

Eli Peligal has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered
Not registered

2 Customer Disputes

2 Customer Disputes

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.