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John William Walker

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Information

Other Names: John Walker, John William Walker II
Firm:
Type: Dual Registration
Description

John Walker is a financial professional at Waddell & Reed, a broker-dealer with over 2,750 registered representatives nationwide. John has held an industry securities registration for 22 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Peach State Quartet 5 years, 7 months Jan 2009 - Present
Henry Baptist Church 9 years, 7 months Jan 2005 - Present
Waddell & Reed, Inc 17 years Aug 1997 - Present
Various Insurance Carriers for W&R Insurance Agneicies 17 years Aug 1997 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 02/15/2008
General Securities Principal ExaminationSeries 24 01/26/2001
Uniform Investment Adviser Law ExaminationSeries 65 03/19/1999
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 06/03/1996
Uniform Securities Agent State Law ExaminationSeries 63 03/03/1992
General Securities Representative ExaminationSeries 7 02/19/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John William Walker has not answered any questions on Financial Q&A.

Top Guides

John William Walker has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
03/26/2013
06/23/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: VARIABLE FEES