Home  >  BrightScope Advisor Pages  >  Mark Woodrow Knipfer

Mark Woodrow Knipfer

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Mark Woodrow Knipfer Jr
Firm:
Additional Firms:
Type: Dual Registration
Description

Mark Knipfer is a financial professional at Mosaic Funds Distributor, LLC, a broker-dealer with 23 registered representatives nationwide. Mark is also registered with Northroad Capital Management LLC, a $490M RIA based in New York, NY and Madison Investment Advisors, LLC, a $6B RIA based in Madison, WI. Mark has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Madison Investment Advisors, Inc. 12 years, 6 months Apr 2002 - Present
Exams
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 05/25/2011
Uniform Investment Adviser Law ExaminationSeries 65 09/07/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mark Woodrow Knipfer has not answered any questions on Financial Q&A.

Top Guides

Mark Woodrow Knipfer has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Other
Insurance Companies
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
High Net Worth Individuals
Corporations or Other Businesses
State or Municipal Government Entities
Other Investment Advisors
Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
08/10/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees