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Mark Woodrow Knipfer

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Additional Firms:
Type: SEC and FINRA Registered

Mark Knipfer is a financial professional at Mosaic Funds Distributor, LLC, a broker-dealer with 27 registered representatives nationwide. Mark is also registered with Northroad Capital Management LLC, a $407M RIA based in New York, NY and Madison Investment Advisors, LLC, an $9B RIA based in Madison, WI. Mark has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

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Madison Investment Advisors, Inc. 13 years, 6 months Apr 2002 - Present
Mfd Distributor LLC 13 years, 6 months Apr 2002 - Present
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 05/25/2011
Uniform Investment Adviser Law ExaminationSeries 65 09/07/2004

Answers and Articles

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Firm Client Types

Insurance Companies
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
High Net Worth Individuals
Corporations or Other Businesses
State or Municipal Government Entities
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees