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Michael Bruce Ottinger

Description

Michael Ottinger a financial professional at Millennium Investment and Retirement Advisors, LLC, a $147M dollar RIA based in McAlpine, NC. Michael has held an industry securities registration for 6 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Michael Bruce Ottinger has not answered any questions on Financial Q&A.

Top Guides

Michael Bruce Ottinger has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
Pension and Profit Sharing Plans

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Millennium Investment and Retirement Advisors, LLC 3 years, 10 months Jul 2009 - Present
Michael Ottinger, EA, CFP 7 years, 4 months Jan 2006 - Present
First Charter Bank 6 years, 9 months Apr 1999 - Jan 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/29/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/29/2009
07/29/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 12/22/2006
Investment Company Products/Variable Contracts Representative Examination Series 6 10/12/2006

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees