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Other Names: Yolibeth Garcia
Type: Dual Registration

Yolibeth Garcia-Mcgowan is a financial professional at RBC Capital Markets, LLC, a broker-dealer with over 5,250 registered representatives nationwide. Yolibeth has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Yolibeth Garcia-Mcgowan has not answered any questions on Financial Q&A.

Top Guides

Yolibeth Garcia-Mcgowan has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Other Investment Advisors
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Rbc Capital Markets Corporation 6 years, 1 month Mar 2008 - Present
Rbc Dain Rauscher 4 months Nov 2007 - Mar 2008
H&R Block Financial 3 years Nov 2004 - Nov 2007
Durst Image Technology 1 year, 3 months Aug 2003 - Nov 2004
The Men's Wearhouse 1 year, 3 months May 2002 - Aug 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/17/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 06/21/2007
General Securities Representative Examination Series 7 05/22/2007

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions