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Yolibeth Garcia-Mcgowan

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Other Names: Yolibeth Garcia
Type: SEC and FINRA Registered

Yolibeth Garcia-Mcgowan is a financial professional at RBC Capital Markets, LLC, a broker-dealer with over 5,200 registered representatives nationwide. Yolibeth has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Rbc Capital Markets Corporation 7 years Mar 2008 - Present
Rbc Dain Rauscher 4 months Nov 2007 - Mar 2008
H&R Block Financial 3 years Nov 2004 - Nov 2007
ExamSeriesPassed Date
General Securities Sales Supervisor - Options Module ExaminationSeries 9 09/06/2013
Uniform Combined State Law ExaminationSeries 66 06/21/2007
General Securities Representative ExaminationSeries 7 05/22/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Yolibeth Garcia-Mcgowan has not answered any questions on Financial Q&A.

Top Guides

Yolibeth Garcia-Mcgowan has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Other Investment Advisors
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions