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Yolibeth Garcia-Mcgowan

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Information

Other Names: Yolibeth Garcia
Firm:
Type: Dual Registration
Description

Yolibeth Garcia-Mcgowan is a financial professional at RBC Capital Markets, LLC, a broker-dealer with over 5,250 registered representatives nationwide. Yolibeth has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Rbc Capital Markets Corporation 6 years, 9 months Mar 2008 - Present
Rbc Dain Rauscher 4 months Nov 2007 - Mar 2008
H&R Block Financial 3 years Nov 2004 - Nov 2007
Exams
ExamSeriesPassed Date
General Securities Sales Supervisor - Options Module ExaminationSeries 9 09/06/2013
Uniform Combined State Law ExaminationSeries 66 06/21/2007
General Securities Representative ExaminationSeries 7 05/22/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Yolibeth Garcia-Mcgowan has not answered any questions on Financial Q&A.

Top Guides

Yolibeth Garcia-Mcgowan has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Other Investment Advisors
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
11/02/2014
11/02/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions