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Irene Theresa Monck

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Other Names: Irene Monck
Additional Firm:
Type: SEC and FINRA Registered

Irene Monck is a financial professional at National Securities Corporation, a broker-dealer with 767 registered representatives nationwide. Irene is also registered with National Asset Management, Inc., a $1B RIA based in Seattle, WA. Irene has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
National Securities Corporation 1 year, 11 months Nov 2013 - Present
ABEL 3 years Jan 2012 - Jan 2015
Prime Capital Services, Inc. 6 years, 2 months Sep 2007 - Nov 2013
Gilman Ciocia, Inc. 8 years, 9 months Jan 2007 - Present
Hot Locks Salon 22 years, 5 months Jan 1987 - Jun 2009
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 11/27/2007
General Securities Representative ExaminationSeries 7 10/09/2007

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Irene Theresa Monck has not answered any questions on Financial Q&A.

Top Articles

Irene Theresa Monck has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Performance-based Fees