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Irene Theresa Monck

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Other Names: Irene Monck
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Type: Dual Registration

Irene Monck is a financial professional at National Securities Corporation, a broker-dealer with 768 registered representatives nationwide. Irene is also registered with National Asset Management, Inc., a $1B RIA based in Manhattan, NY. Irene has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
National Securities Corp 10 months Nov 2013 - Present
ABEL 2 years, 8 months Jan 2012 - Present
Prime Capital Services, Inc. 7 years Sep 2007 - Present
Gilman & Ciocia, Inc. 7 years, 8 months Jan 2007 - Present
Hot Locks Salon 22 years, 5 months Jan 1987 - Jun 2009
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 11/27/2007
General Securities Representative ExaminationSeries 7 10/09/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Irene Theresa Monck has not answered any questions on Financial Q&A.

Top Guides

Irene Theresa Monck has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Investment Companies
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Performance-based Fees