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William Churchill Garter

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Information

Other Names: William C Garter III, William Churchhill Garter III, William Churchill Garter III
Firm:
Type: Dual Registration
Description

William Garter is a financial professional at Wells Fargo Advisors, LLC, a broker-dealer with over 26,200 registered representatives nationwide. William has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Wells Fargo Advisors, LLC (19616) 5 years, 3 months May 2009 - Present
Wachovia Bank, N.A. 6 years, 2 months Jun 2008 - Present
Wachovia Securities, LLC 3 years, 10 months Jul 2005 - May 2009
Enterprise Rent-A-Car 2 years, 11 months Jun 2002 - May 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/18/2008
General Securities Representative ExaminationSeries 7 06/01/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

William Churchill Garter has not answered any questions on Financial Q&A.

Top Guides

William Churchill Garter has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Other Investment Advisors
Business Development Companies
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
High Net Worth Individuals
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
07/28/2014
06/15/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions