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Thomas Arthur Drynan

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Additional Firm:
Type: SEC and FINRA Registered

Thomas Drynan is a financial professional at Nylife Securities LLC, a broker-dealer with over 8,150 registered representatives nationwide. Thomas is also registered with Eagle Strategies LLC, a $5B RIA based in Manhattan, NY. Thomas has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Drynan Strategic Financial Solutions 7 years, 7 months Apr 2008 - Present
Eagle Strategies LLC 24 years, 3 months Sep 1991 - Present
Nylife Securities LLC. 24 years, 4 months Aug 1991 - Present
New York Life Insurance Co. 25 years Dec 1990 - Present
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 10/17/2003
Uniform Investment Adviser Law ExaminationSeries 65 06/25/1999
Uniform Securities Agent State Law ExaminationSeries 63 10/05/1991
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 09/03/1991

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Thomas Arthur Drynan has not answered any questions on Financial Q&A.

Top Articles

Thomas Arthur Drynan has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Customer Dispute

1 Customer Dispute

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions