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Russell Anderson Obee

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Type: SEC and FINRA Registered

Russell Obee is a financial professional at Prudential Financial Planning Services, a broker-dealer with over 4,900 registered representatives nationwide. Russell has held an industry securities registration for 39 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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The Prudential Insurance Company of America 3 years, 1 month Mar 2012 - Present
Pruco Securities, LLC. 3 years, 1 month Mar 2012 - Present
AXA Advisors, LLC 12 years, 6 months Sep 1999 - Mar 2012
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 11/20/2008
Uniform Investment Adviser Law ExaminationSeries 65 06/25/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Russell Anderson Obee has not answered any questions on Financial Q&A.

Top Guides

Russell Anderson Obee has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees