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Eric D. Goldstein

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Information

Other Names: Eric Goldstein
Firm:
Type: SEC and FINRA Registered
Description

Eric Goldstein is a financial professional at Esi Financial Advisors, a broker-dealer with 583 registered representatives nationwide. Eric has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
True North Financial Solutions 1 year, 5 months Apr 2014 - Present
Equity Services Inc 1 year, 5 months Apr 2014 - Present
The Prudential Insurance Company of America 4 years, 3 months Jan 2010 - Apr 2014
Pruco Securities, LLC. 4 years, 3 months Jan 2010 - Apr 2014
Union Central Life Insurance 9 months Apr 2009 - Jan 2010
Dipaola Financial Group 9 months Apr 2009 - Jan 2010
Acacia Life Insurance 9 months Apr 2009 - Jan 2010
Ameritas Investment Corp 9 months Apr 2009 - Jan 2010
Ameritas Life Insurance 9 months Apr 2009 - Jan 2010
Esi Financial Advisors 2 years, 2 months Feb 2007 - Apr 2009
National Life Insurance 2 years, 3 months Jan 2007 - Apr 2009
The Prudential Insurance Company of America 2 years, 10 months Mar 2004 - Jan 2007
Pruco Securities, LLC. 2 years, 10 months Mar 2004 - Jan 2007
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 05/03/2004
General Securities Representative ExaminationSeries 7 04/07/2004

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Eric D. Goldstein has not answered any questions on Financial Q&A.

Top Articles

Eric D. Goldstein has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
07/01/2015
06/12/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions