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Brent Melvin Sears

Description

Brent Sears a financial professional at Centaurus Financial, Inc., a broker-dealer with 604 registered representatives nationwide. Brent has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Brent Melvin Sears has not answered any questions on Financial Q&A.

Top Guides

Brent Melvin Sears has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Centaurus Financial, Inc. 2 years, 9 months Aug 2010 - Present
Sound Mortgage, Inc. 1 year, 11 months Aug 2008 - Jul 2010
Investment Advisors International, Inc. 2 years, 7 months Jan 2008 - Aug 2010
The Trinity Group 1 year, 11 months Nov 2005 - Oct 2007
Humana 1 year, 11 months Nov 2005 - Oct 2007
A + Mortgage Inc. 4 years, 2 months May 2004 - Jul 2008
Lifewise Health Plan of Wa 1 year, 5 months Jan 2004 - Jun 2005
Tenold LLC Dba Quick Mortgage Services Quick Capital Lending 1 year, 3 months Feb 2003 - May 2004
Cja & Associates 4 years, 11 months Jan 2003 - Dec 2007
Brent M Sears Financial, Inc. 10 years, 11 months Jun 2002 - Present
World Group Securities, Inc. 8 years, 4 months Apr 2002 - Aug 2010
Wfg Mortgage Affilate Program 5 years, 8 months Apr 2002 - Dec 2007
WFG 9 years, 2 months Jun 2001 - Aug 2010
Donald L. Shurtz, Dds, Ps 5 years, 11 months Dec 1999 - Nov 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/20/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
03/20/2012
03/20/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Investment Company Products/Variable Contracts Principal Examination Series 26 05/23/2003
Uniform Securities Agent State Law Examination Series 63 07/27/1999
Investment Company Products/Variable Contracts Representative Examination Series 6 07/27/1999

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions