Greg Levin, CFP®
| Other Names: | Gregory Steven Levin |
|---|---|
| Firm: | LPL Financial LLC |
| Advisor Location: | Santa Ana, CA |
| Advisor AUM: | $53,227,841 |
| Firm Primary Clients: | Individuals |
| Type: | Dual Registration |
Description
Greg's area of speciality is on the Group Benefits side of the ledger. His group works with small businesses from 10-100+ in size specifically with Health Insurance and affiliate group benefits. Greg Levin, CFP® is a Registered Representative with and Securities & fee based asset management are offered through LPL Financial, ... see more
BrightScope Advisor Metrics
Answers and Guides
Level 3
Level 3 Contributor
1 Answer and 1 Financial Guide
Top Answers
Answered Jan 30, 2012
near Cowan Heights, CA
The most important factor in obtaining low cost insurance is to have an analysis run of all available plans. Whether you are looking for a policy in the individual market or have coverage through your employer it is important to do a thorough comparison
...(more)
Top Guides
Considerations When Renewing a Group Health Insurance Plan
Published May 08, 2012
The key to finding the suitable group health insurance is to work with a trusted advisor, one who knows the market and searches out quotes from many carriers. There are more choices than ever in
...(more)
*Answers and guides are provided without compensation.
Advisor Information
Advisor Assets Under Management
$53.2M
Total Assets
190
Clients
$280.1K
Estimated Average Account Balance Per Client
*An individual AUM and number of accounts has been entered by the advisor and has not been verified.
Firm Client Types
| Individuals | |
| High Net Worth Individuals | |
| Pension and Profit Sharing Plans | |
| Corporations or Other Businesses | |
| Charitable Organizations | |
| Investment Companies | |
| State or Municipal Government Entities | |
| Insurance Companies |
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
Experience and Employment History
| Employer | Years | Dates |
|---|---|---|
| LPL Financial LLC | 6 years, 5 months | Jan 2006 - Present |
| Extraordinary Investors, Ltd | 2 years, 10 months | Mar 2003 - Jan 2006 |
| Quest Capital Strategies, Inc. | 5 years, 10 months | Dec 1998 - Oct 2004 |
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of 12/16/2011, and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
|
|
|---|---|---|
| License Status |
Registered
|
Registered
|
| Disclosures |
No Disclosures Found |
No Disclosures Found |
| As of Date |
12/16/2011
|
12/16/2011
|
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
Advisor Exams
| Exam | Series | Passed Date |
|---|---|---|
| Uniform Investment Adviser Law Examination | Series 65 | 10/27/2000 |
| Uniform Securities Agent State Law Examination | Series 63 | 06/28/1999 |
| General Securities Representative Examination | Series 7 | 04/09/1999 |
Firm Compensation Arrangements
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees
- Commissions
