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Polly Jean Embree

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Information

Other Names: Polly Jean Mace, Polly Jean Reeves, Polly Jean Winderlich
Firm:
Type: Registered Representative
Description

Polly Embree is a financial professional at Edward Jones, a broker-dealer with over 16,400 registered representatives nationwide. Polly has held an industry securities registration for 5 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Edward Jones 7 years, 11 months Oct 2006 - Present
A.G. Edwards 2 years, 5 months May 2004 - Oct 2006
Edward Jones 1 year, 10 months Jul 2002 - May 2004
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 05/09/2006
General Securities Representative ExaminationSeries 7 02/20/2006

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Polly Jean Embree has not answered any questions on Financial Q&A.

Top Guides

Polly Jean Embree has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
11/16/2011
06/24/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets