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Information

Firm:
Type: Registered Representative
Description

Brett Wakasa is a financial professional at PIMCO Investments LLC, a broker-dealer with 709 registered representatives nationwide. Brett has held an industry securities registration for 6 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Brett J Wakasa has not answered any questions on Financial Q&A.

Top Guides

Brett J Wakasa has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
PIMCO Investments LLC 3 years, 2 months Feb 2011 - Present
Pacific Investment Management Company LLC 6 years, 3 months Jan 2008 - Present
Allianz Global Investors Distributors LLC 3 years, 1 month Jan 2008 - Feb 2011
Capital Analysts Inc 1 year, 8 months Apr 2006 - Dec 2007
Self Employed 2 years, 1 month Oct 2005 - Nov 2007
New England Securities 1 year, 3 months Jul 2004 - Oct 2005
Phoenix Life 3 years, 6 months Dec 2000 - Jun 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/26/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
07/26/2011
09/24/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 02/02/2005
General Securities Representative Examination Series 7 01/11/2005

Firm Compensation Arrangements

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No compensation arrangements listed.