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Brett J Wakasa

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Type: Registered Representative

Brett Wakasa is a financial professional at PIMCO Investments LLC, a broker-dealer with 631 registered representatives nationwide. Brett has held an industry securities registration for 6 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
PIMCO Investments LLC 4 years, 10 months Feb 2011 - Present
Pacific Investment Management Company LLC 7 years, 11 months Jan 2008 - Present
Allianz Global Investors Distributors LLC 3 years, 1 month Jan 2008 - Feb 2011
Capital Analysts Inc 1 year, 8 months Apr 2006 - Dec 2007
Self Employed 2 years, 1 month Oct 2005 - Nov 2007
New England Securities 1 year, 3 months Jul 2004 - Oct 2005
Phoenix Life 3 years, 6 months Dec 2000 - Jun 2004
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 02/02/2005
General Securities Representative ExaminationSeries 7 01/11/2005

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Brett J Wakasa has not answered any questions on Financial Q&A.

Top Articles

Brett J Wakasa has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.