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Christopher L Clapp

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Other Names: Chris Clapp, Christopher Clapp, Christopher Leigh Clapp
Type: SEC and FINRA Registered

Christopher Clapp is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 31,900 registered representatives nationwide. Christopher has held an industry securities registration for 17 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Bank of America,Na 5 years, 4 months Dec 2009 - Present
Merrill Lynch 7 years, 5 months Nov 2007 - Present
The Advisors Group, Inc. 9 years, 11 months Dec 1997 - Nov 2007
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/13/2008
Uniform Securities Agent State Law ExaminationSeries 63 01/25/1990

Answers and Guides

0 Answers and 0 Financial Guides

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Christopher L Clapp has not answered any questions on Financial Q&A.

Top Guides

Christopher L Clapp has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions