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Christy E Yetka

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Information

Other Names: Christy E Brooks, Christy Ehukai Respicio
Firm:
Type: Dual Registration
Description

Christy Yetka is a financial professional at Wells Fargo Advisors, LLC, a broker-dealer with over 26,800 registered representatives nationwide. Christy has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Wells Fargo Advisors, LLC (19616) 5 years, 6 months May 2009 - Present
Wachovia Securities, LLC 1 year, 4 months Jan 2008 - May 2009
A.G. Edwards 5 years, 6 months Jul 2002 - Jan 2008
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 08/22/2005
General Securities Representative ExaminationSeries 7 08/08/2005

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Christy E Yetka has not answered any questions on Financial Q&A.

Top Guides

Christy E Yetka has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Other Investment Advisors
Business Development Companies
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
High Net Worth Individuals
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
04/25/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions