Home  >  BrightScope Advisor Pages  >  Michael Vatter

Michael Vatter

Is this you? (Click to claim profile)
Contact Advisor


Type: SEC and FINRA Registered

Michael Vatter is a financial professional at LPL Financial LLC, a broker-dealer with over 18,100 registered representatives nationwide. Michael has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
LPL Financial LLC 1 year Oct 2014 - Present
Veritex Community Bank 1 year Oct 2014 - Present
Transamerica Financial Advisors, Inc. 3 years, 4 months Jun 2011 - Oct 2014
Sws Financial Services 1 year, 3 months May 2010 - Aug 2011
Bbva Compass Investment Solutions, Inc. 11 months Jun 2009 - May 2010
Guaranty Brokerage Services, Inc. 1 year, 1 month Apr 2008 - May 2009
Metlife Securities Inc. 3 months Dec 2007 - Mar 2008
Chase Investment Services Corp. 6 months May 2007 - Nov 2007
Merrill Lynch, Pierce, Fenner & Smith 8 months Aug 2006 - Apr 2007
Pharo & Partners 1 year, 6 months Jan 2005 - Jul 2006
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/11/2006
General Securities Representative ExaminationSeries 7 10/30/2006

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Michael Vatter has not answered any questions on Financial Q&A.

Top Articles

Michael Vatter has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

2 Customer Disputes

2 Customer Disputes

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions