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Michael Vatter

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Type: Dual Registration

Michael Vatter is a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 5,100 registered representatives nationwide. Michael has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Transamerica Financial Advisors, Inc. 3 years, 4 months Jun 2011 - Present
Sws Financial Services 1 year, 3 months May 2010 - Aug 2011
Bbva Compass Investment Solutions, Inc. 11 months Jun 2009 - May 2010
Guaranty Brokerage Services, Inc. 1 year, 1 month Apr 2008 - May 2009
Metlife Securities Inc. 3 months Dec 2007 - Mar 2008
Chase Investment Services Corp. 6 months May 2007 - Nov 2007
Merrill Lynch, Pierce, Fenner & Smith 8 months Aug 2006 - Apr 2007
Pharo & Partners 1 year, 6 months Jan 2005 - Jul 2006
Deutsche Bank 10 years, 5 months Jul 1994 - Dec 2004
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/11/2006

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael Vatter has not answered any questions on Financial Q&A.

Top Guides

Michael Vatter has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

2 Customer Disputes

2 Customer Disputes

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions