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Amir Arbabi

Amir Arbabi

Description

Amir Arbabi a financial professional at Independent Financial Partners, a $3B dollar RIA based in Tampa, FL. Amir is also registered with Morgan Stanley Smith Barney LLC, a broker-dealer with over 24,100 registered representatives nationwide. Amir has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Amir Arbabi has not answered any questions on Financial Q&A.

Top Guides

Amir Arbabi has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Advisor Information

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Firm Client Types

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ownership pie chart
Individuals
Pension and Profit Sharing Plans
High Net Worth Individuals
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
LPL Financial LLC 1 year, 4 months Jan 2012 - Present
Morgan Stanley Smith Barney 1 year, 8 months May 2010 - Jan 2012
Merrill Lynch 2 years, 6 months Nov 2007 - May 2010
MML Investors Services, Inc. 2 years Nov 2005 - Nov 2007
Mass Mutual 2 years, 1 month Oct 2005 - Nov 2007
Mass Mutual Financial 2 years, 1 month Oct 2005 - Nov 2007
Ny Life Securities 5 months Apr 2005 - Sep 2005
New York Life 9 months Jan 2005 - Oct 2005
New York Life Insurance 8 months Jan 2005 - Sep 2005
Crevier Bmw 1 year Dec 2002 - Dec 2003
Lexus Mission 6 months Jun 2002 - Dec 2002
Lexus Mission 5 months Jun 2002 - Nov 2002
A2 Consulting 3 years Jan 2002 - Jan 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/27/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
08/27/2012
01/14/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 01/22/2008
Uniform Securities Agent State Law Examination Series 63 12/14/2005
General Securities Representative Examination Series 7
Investment Company Products/Variable Contracts Representative Examination Series 6

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: THIRD PARTY ADVISORY FEES