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David Tyson Klaus

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Other Names: Dave Tyson Klaus
Type: SEC and FINRA Registered

David Klaus is a financial professional at Metlife Securities Inc., a broker-dealer with over 7,050 registered representatives nationwide. David has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Metlife Securities Inc. 7 years, 11 months Jan 2008 - Present
Eli Lilly 5 years, 4 months Sep 2002 - Jan 2008
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/26/2008
Uniform Securities Agent State Law ExaminationSeries 63 01/22/2008
General Securities Representative ExaminationSeries 7 01/21/2008

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

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Top Articles

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*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees