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Michael R. Cave

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Information

Firm:
Type: RIA
Description

Michael Cave is a financial professional at Secure Asset Management, LLC, a $5M RIA based in Troy, MI. Michael has held an industry securities registration for 4 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Secure Asset Management 3 years Dec 2011 - Present
Golden Pond Financial 1 year, 3 months Jun 2010 - Sep 2011
Secure Asset Management, LLC 4 years, 10 months Feb 2010 - Present
Secure Investors Group 9 years, 8 months Oct 2000 - Jun 2010
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 01/11/2010
Uniform Securities Agent State Law ExaminationSeries 63 05/23/2000

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael R. Cave has not answered any questions on Financial Q&A.

Top Guides

Michael R. Cave has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

1 Customer Dispute

As of Date
09/10/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: SOLICITOR FOR 3RD PARTY MONEY MANAGERS