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Information

Firm:
Type: RIA
Description

Michael Cave is a financial professional at Secure Asset Management, LLC, a $5M RIA based in Troy, MI. Michael has held an industry securities registration for 3 years and is subject to SEC oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael R. Cave has not answered any questions on Financial Q&A.

Top Guides

Michael R. Cave has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Secure Asset Management 2 years, 4 months Dec 2011 - Present
Golden Pond Financial 1 year, 3 months Jun 2010 - Sep 2011
Secure Asset Management, LLC 4 years, 2 months Feb 2010 - Present
Secure Investors Group 9 years, 8 months Oct 2000 - Jun 2010
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/17/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

1 Customer Dispute

As of Date
08/17/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 01/11/2010
Uniform Securities Agent State Law Examination Series 63 05/23/2000

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: SOLICITOR FOR 3RD PARTY MONEY MANAGERS