Michael Cave is a financial professional at Secure Asset Management, LLC, a $5M RIA based in Troy, MI. Michael has held an industry securities registration for 3 years and is subject to SEC oversight.
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|High Net Worth Individuals|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Secure Asset Management||2 years, 3 months||Dec 2011 - Present|
|Golden Pond Financial||1 year, 3 months||Jun 2010 - Sep 2011|
|Secure Asset Management, LLC||4 years, 1 month||Feb 2010 - Present|
|Secure Investors Group||9 years, 8 months||Oct 2000 - Jun 2010|
1 Customer Dispute
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
|Uniform Investment Adviser Law Examination||Series 65||01/11/2010|
|Uniform Securities Agent State Law Examination||Series 63||05/23/2000|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees
- Other: SOLICITOR FOR 3RD PARTY MONEY MANAGERS